Strengthen America Strengthen America A 21st-Century Compact

§ Legislative Act

Federal Research and Development Modernization

Current Status

Existing Law: Stevenson-Wydler Technology Innovation Act of 1980 (15 U.S.C. § 3701 et seq.). Bayh-Dole Act (35 U.S.C. § 200-212). Small Business Innovation Development Act of 1982 (15 U.S.C. § 638). America COMPETES Act (P.L. 110-69). CHIPS and Science Act of 2022 (P.L. 117-167). National Science and Technology Policy, Organization, and Priorities Act of 1976 (42 U.S.C. § 6601 et seq.).

Current Authority: NSF coordinates federal science policy through OSTP. OMB evaluates agency R&D programs and sets priorities. 25 agencies with R&D budgets report to OMB, with DOD, HHS, DOE, NASA, and NSF accounting for 93% of obligations.¹ Each agency maintains independent grant application systems, reporting requirements, and compliance standards.

Existing Limitations: No unified federal grant application system. Agency-specific biographical sketch formats, budget templates, and progress reporting requirements.² 50+ federal funding streams with incompatible application processes. Average grant success rates in single digits for major NSF and NIH programs.³ No standardized researcher identifier system across agencies. Fragmented technology transfer metrics with no central accountability.

Problem

Specific Harm: Researchers spend 42% of their time on administrative tasks rather than research.4 Scientists submit near-duplicate applications to multiple agencies, reformatting materials for each system.² U.S. R&D intensity has declined from top 5 globally in 1995 to 10th place (3.5% of GDP vs. Israel's 6.3% and South Korea's 5.0%).5 China's R&D expenditures reached 96% of U.S. levels in 2023.6 The "valley of death" between federally funded research and commercialization strands promising technologies—only 5% of SBIR Phase II projects achieve commercial transition without additional federal support.7

Who is Affected: 400,000+ federally funded researchers losing productive research time to paperwork. Universities managing compliance across 25 agencies with different requirements. Small businesses navigating SBIR/STTR programs across 11 participating agencies. Taxpayers funding $195.7 billion in annual federal R&D with suboptimal translation to economic benefit.¹

Gaps in Current Law: No mandate for cross-agency application standardization. No unified researcher profile system despite ORCID adoption internationally. No binding timeline requirements for grant review and award. No systematic measurement of commercialization outcomes across agencies. No coordinated "valley of death" bridge funding mechanism.

Accountability Failures: Agencies self-report R&D outcomes with no independent verification. GAO has documented fraud and waste cases totaling $35 million in SBIR/STTR since 2016 with uneven due-diligence screening.8 No central oversight of technology transfer effectiveness. OMB lacks authority to mandate cross-agency process harmonization. Each agency's Inspector General examines only their own programs.

Proposed Reform

Primary Policy Change: Establish unified federal research infrastructure with standardized grant applications, single researcher profile system, and mandatory commercialization tracking—administered through existing agencies with independent GAO accountability.

New Requirements:

All federal agencies with R&D budgets exceeding $100 million shall accept the Unified Federal Grant Application for research proposals, eliminating agency-specific formats for biographical sketches, budget justifications, and current/pending support documentation.

Federal Research Profile System shall provide single-source researcher credentials using ORCID identifiers, with automatic population of publications, prior awards, and institutional affiliations through Federal Data Bridge API integration with agency award systems.

Research.gov shall serve as the consolidated portal for all federal research grant submissions, status tracking, and progress reporting, meeting FedRAMP High authorization and NIST SP 800-53 cybersecurity requirements.

All federal R&D grant decisions shall be communicated within 180 days of application deadline, with written justification for rejections provided to applicants.

Agencies shall implement Research Performance Progress Report (RPPR) format for all research grants, eliminating agency-specific progress report variations.²

SBIR/STTR Commercialization Bridge Program shall provide Phase IIB funding (up to $3 million per project) for technologies demonstrating third-party investor interest, administered by SBA with technical review panels from relevant mission agencies.

All federally funded patents shall be registered in a public Federal Innovation Registry within 90 days of issuance, including licensing status, commercialization milestones, and revenue data.

Technology Transfer Offices receiving federal research funding shall report annually on invention disclosures, patent applications, licenses executed, startup formations, and licensing revenue through standardized metrics.

New Prohibitions:

Agencies may not require agency-specific application formats where Unified Federal Grant Application addresses the same information requirements.

No federal grant applicant shall be required to submit identical information (biographical sketch, current/pending support, facilities statement) separately to multiple agencies within a 12-month period.

Agencies may not impose progress reporting requirements exceeding RPPR format unless mission-specific technical requirements (classified research, clinical trial data) necessitate additional elements.

Enforcement:

GAO (GAO) shall conduct annual audits of agency compliance with unified application requirements, grant decision timelines, and technology transfer reporting.

Agency heads shall certify annually to Congress that their R&D programs accept unified application formats and meet decision timeline requirements.

Agencies failing to meet 180-day decision timeline for more than 25% of applications shall submit corrective action plans to OMB within 60 days.

Inspector General for each R&D agency shall include technology transfer effectiveness metrics in semi-annual reports to Congress.

Definitions

"Unified Federal Grant Application" means the standardized format for research grant submissions including: (a) project summary and specific aims; (b) research strategy; (c) biographical sketch in NSF/NIH common format; (d) budget and budget justification; (e) current and pending support; (f) facilities and equipment; (g) data management plan.

"Federal Research Profile" means the persistent digital record of a researcher's credentials, awards, publications, and institutional affiliations maintained through the Federal Research Profile System using ORCID as the primary identifier.

"Commercialization Bridge Funding" means Phase IIB SBIR/STTR awards designed to support technologies between Phase II completion and commercial viability, requiring matched third-party investment.

"Technology Readiness Level" means the nine-point scale (TRL 1-9) measuring maturity of technologies from basic research through operational deployment, as defined by DOD and NASA.

What Changes

Before: Researchers spend 42% of time on administration. Scientists reformat identical biographical information for each agency's unique template. Grant applications average 8-14 months for decisions with no binding timeline. Technology transfer occurs in agency silos with no cross-government metrics. SBIR Phase II projects face funding cliff before commercialization. U.S. R&D intensity ranks 10th globally and declining.

After: Single grant application format accepted government-wide. Federal Research Profile auto-populates researcher credentials across all submissions. 180-day decision timeline with written feedback. Unified technology transfer registry enabling cross-agency benchmarking. Bridge funding mechanism addresses valley of death. Administrative burden reduced by estimated 15-20%, redirecting researcher time to productive research.

ROI

Federal Budget Impact (10-Year, CBO-Scoreable)

Costs:

Item 10-Year
Research.gov portal enhancement $500M
Federal Research Profile System $200M
Agency system integration $800M
SBIR/STTR Bridge Program expansion $3.0B
GAO research oversight $150M
Total $4.65B

Savings:

Item Gross Capture Net
Reduced duplicative application processing $2.0B 70% $1.4B
Agency IT system consolidation $1.5B 60% $900M
Improved grant success rates (reduced resubmission) $800M 50% $400M
Enhanced technology transfer revenue $3.0B 40% $1.2B
Total $3.9B

Result: Net -$750M · Cost investment for structural modernization


Societal Benefits

Benefit Annual NPV (3%) NPV (7%)
Researcher time recovered (15% admin reduction) $4.0B $34.1B $28.1B
Accelerated commercialization $2.5B $21.3B $17.6B
Small business technology development $1.0B $8.5B $7.0B
Total $7.5B $63.9B $52.7B

Governance: Unified application reduces burden · Bridge funding addresses valley of death · Independent GAO oversight ensures accountability


Summary

Category 10-Year Notes
Federal Budget -$750M Infrastructure investment
Societal $52.7B - $63.9B NPV at 3-7%

Confidence: MEDIUM (administrative savings well-documented; commercialization improvements depend on program design and uptake)

References

  1. NSF National Center for Science and Engineering Statistics. "Survey of Federal Funds for Research and Development: FY 2023-2024." NCSES (2024).

  2. GAO. "Federal Research Grants: Opportunities Remain for Agencies to Streamline Administrative Requirements." GAO-16-573 (2016).

  3. National Science Board. "Reducing Investigators' Administrative Workload for Federally Funded Research." NSB-14-18 (2014).

  4. National Science Board. "Reducing Investigators' Administrative Workload for Federally Funded Research." NSB-14-18 (42% administrative time finding).

  5. OECD. "Main Science and Technology Indicators." MSTI Database (2024). R&D intensity rankings.

  6. OECD. "R&D Spending Growth Slows in OECD, Surges in China." Statistical Release (March 2025).

  7. SBA Office of Advocacy. "SBIR/STTR Commercialization Outcomes." (2023). Valley of death statistics.

  8. GAO. "Small Business Research Programs: Agencies Need to Strengthen Oversight of Awards." GAO-21-96 (2021).

  9. Bayh-Dole Coalition. "Impact of the Bayh-Dole Act and Academic Technology Transfer." (2025). $1.3T economic contribution, 4.2M jobs.

  10. Association of University Technology Managers (AUTM). "U.S. Licensing Activity Survey." (2024). 67% of licenses to small businesses/startups.

  11. Executive Office of the President. "Reducing Federal Administrative and Regulatory Burdens on Research." OSTP (2018).

  12. CRS. "Federal Research and Development (R&D) Funding: FY2025." R48307 (December 2024).

Change Log

  • 2025-12-08 - Initial Creation: Developed comprehensive R&D modernization policy addressing administrative burden, application standardization, technology transfer accountability, and commercialization bridge funding. Applied Red Team criteria: unified systems leverage federal scale (Criterion 1), international benchmarking against Israel/Korea models (Criterion 2), GAO independent oversight rather than agency self-reporting (Criterion 3), public order focus on efficiency and competitiveness (Criterion 4).
  • 2025-12-11 - Zero New Bodies Architecture: Updated oversight entity references per Federal Oversight Consolidation Act. Replaced proposed GAO divisions with existing infrastructure (GAO teams, DOJ OIG). No new bureaucratic entities created.